Description
List of Contributors – List of Abbreviations – Preface: The Grounds for Government’s Intervention in Financial Markets Regulation; Q.Davies – Introduction: Financial Regulation: From Economic Analysis to Practical Experience; H.Dumez & A.Jeunema”tre – PART 1: THE ASSESSMENT OF FINANCIAL REGULATION – The Assessment of Financial Regulation from a Regulator’s Perspective; M.Blair – Regulating Financial Markets as Preserving Key Balances; P.Fleuriot – Financial Markets Regulation: The Role of a Separate Competition Authority; C.Wright – PART 2: FINANCIAL INNOVATION AND MARKETS REGULATION – Changes in Technology and the Removal of Frontiers Between Regulated and Non-Regulated Markets; P.Stephan – Facing New Regulatory Challenges: The Case of Proprietary Trading Systems; F.Champarnaud – The Market Assessment; N.Weinreb – Efficiency and Stability Considerations in the Design of Prudential Ratios: Some Reflections; C.de Boissieu – PART 3: SELF REGULATORY ISSUES – The Emergence of a Moral Code of Practice without Legal Existence: The Take-over Panel; T.P.Lee – Function, Objectives and Assessment of a Self Regulatory Organisation: The Securities and Futures Authority; R.Wright – PART 4: FRAUD ISSUES – Self Regulation and Financial Fraud; J.Loubert – Legal Aspects and Financial Fraud; P.Mitchard – PART 5: THE EUROPEAN PERSPECTIVE – The Mutual Recognition of Financial National Regulations and Regulators; C.Cruickshank – Experiencing Regulation Harmonisation: The UK Implementation of European Services Directives; A.Alcock – Some Aspects of the Italian Financial Market and its Regulation; M.Armanno – PART 6: AN AMERICAN PERSPECTIVE – An Overview of the US Regulatory System by a Practitioner; H.L.Pitt – Index
